Insights &#038; Resources

Areas to Consider at Your Next Quarterly Board Meeting

Boards and management should examine how remote working and flexible work arrangements, new developments related to crypto, and more may affect their operations.

SEC’s Review of Accredited Investor Definition: Implications for Private Funds

The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.

The Internal Audit Charter: A Blueprint for a Strong Internal Audit Foundation

An internal audit charter is a foundational document crucial for the effectiveness and success of an organization's internal audit function.

SEC Announces 2024 Examination Priorities

The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.

SEC Updates Beneficial Owner Rules

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.

California to Require Disclosure of Greenhouse Gas Emissions and Climate-Related Financial Risk

California’s landmark legislative package places unprecedented climate reporting requirements on public and private companies that do business in California.

Questions to Raise at Your Next Quarterly Board Meeting

Boards and management should examine how traditional and emerging risks, especially generative AI and other new technology, may affect their operations.

SEC Adopts New Requirements for Private Fund Advisers

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

Webinar

Webinar: Modernizing Your Risk Assessment and Audit Planning Process

Learn about the methods to modernize your organization’s risk assessment and audit plan processes from monitoring macro events, and more.

Questions to Ask at Your Upcoming Board Meeting

Weaver offers several topics to incorporate into the discussions at your next board and committee meetings. Consider these questions for your upcoming board meeting.