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If FinCEN’s proposed rule is adopted, SEC Registered Investment Advisers and Exempt Reporting Advisers would be subject to FinCEN’s AML and CFT requirements.
PodcastAs financial institutions overcome data overload, leaders need to understand client preferences to improve the customer experience. Tune in.
Weaver’s IT and Accounting Advisory leaders discuss new SEC cybersecurity rules and the use of generative AI. Learn more.
The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.
How can financial institutions monitor social media activity and initiate a strategy to resolve issues timely enough to not be outpaced? Consider these steps:
When kicking of a RPA program, making sure you have the right people in the right roles, starting with your developers, will be a big factor for program success.
Investing in digital transformation can lead to “sticker shock” but considering fractionalization can offer benefits by executing specific tasks for a limited time.
The last of Weaver's Digital Transformation series discusses the importance of assessing your organization's capacity and how the right people can help ensure success.
Weaver’s continuing Digital Transformation series discusses the seven areas to consider as you develop your organization's citizen developer program.
Weaver's continues the Digital Transformation series with the critical skill sets necessary for the unique deployment of data & applications in your organization.
Weaver's continuing the Digital Transformation series with a deep dive into how robotic process automation and automation are different and their characteristics.
The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.