Insights & Resources

AI is revolutionizing industries, but misleading claims are rampant. Learn how the SEC combats AI washing and the importance of transparency for investment advisers.

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

Iowa becomes the latest state to pass a consumer data protection law which takes effect on January 1, 2025. Find out how your organization will be affected.

The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.

The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.

Updates to Form PF were designed to assess systemic risk and bolster regulatory oversight in the growing hedge fund industry. Find out more.

Connecticut recently adopted a data privacy law that applies to residents and any company collecting, processing and storing the data of Connecticut residents.

The SEC proposed new regulations to establish disclosure requirements for funds and advisers that market themselves as having an ESG focus.

As the SEC considers regulations to strengthen cybersecurity in public companies, concerns about cyberattacks are on the rise. Learn more.

Find out if your organization will be affected by the Utah Consumer Privacy Act (UCPA) that will take effect on December 31, 2023.