Bruce Mills, CIA, CFE, has more than 30 years of experience building and developing internal audit compliance and operations experience within the asset management sector. He has a broad understanding of regulatory and compliance requirements across the North America, EMEA and Asia-Pacific regions.
Bruce has broad global asset management knowledge and an understanding of regulatory and compliance requirements globally. He has led internal audits, compliance reviews and risk assessments for pensions, public and private funds, ETFs, registered investment advisers, third-party risk management, and ESG programs.
He has presented audit and compliance plans, issues and corrective actions to boards and senior management; has conducted fraud/regulatory investigations; led process mapping and innovation projects; and conducted AML/BSA reviews. Bruce is a Certified Internal Auditor (CIA) and Certified Fraud Examiner (CFE), and earned a bachelor’s degree in history from the University of Texas at Austin.