Bruce Mills

Bruce Mills, CIA, CFE, has more than 30 years of experience building and developing internal audit, compliance, risk and operations experience within the asset management sector. He has broad global asset management knowledge and an understanding of investments, operations, and regulatory requirements across the North America, EMEA and Asia-Pacific regions.

He has led internal audits, compliance reviews and risk assessments for pensions, public and private funds, ETFs, registered investment advisers, third-party risk management, and ESG programs, with a focus on investments and the supporting operational functions.

He has presented audit and compliance plans, issues and corrective actions to boards and senior management; has conducted fraud/regulatory investigations; led risk assessments, process mapping and innovation projects; and conducted AML/BSA reviews. Bruce is a Certified Internal Auditor (CIA) and Certified Fraud Examiner (CFE), and earned a bachelor’s degree in history from the University of Texas at Austin.