Insights &#038; Resources

The SEC Takes a Strong Stance on “AI Washing”

AI is revolutionizing industries, but misleading claims are rampant. Learn how the SEC combats AI washing and the importance of transparency for investment advisers.

Accounting & SEC Update: 2023 Fourth Quarter

Weaver’s Q4 Accounting and SEC Update team closed out 2023 by highlighting these areas: new ASUs, CECL for SRCs, Cybersecurity, ESG and year-end tax essentials.

California to Require Disclosure of Greenhouse Gas Emissions and Climate-Related Financial Risk

California’s landmark legislative package places unprecedented climate reporting requirements on public and private companies that do business in California.

Questions to Raise at Your Next Quarterly Board Meeting

Boards and management should examine how traditional and emerging risks, especially generative AI and other new technology, may affect their operations.

SEC Adopts New Requirements for Private Fund Advisers

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

Accounting and SEC Update: Second Quarter

Sustainability reporting, cybersecurity guidelines and trends in stock-based compensation were topics for discussion at Weaver’s quarterly SEC Updates conversation.

Questions to Ask at Your Upcoming Board Meeting

Weaver offers several topics to incorporate into the discussions at your next board and committee meetings. Consider these questions for your upcoming board meeting.

SEC Proposes Broadening Custody Rule for Investment Advisers

The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.

SEC Sets Its Sights on Private Fund Advisers

The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.

Questions for Your Next Board Meeting

Weaver offers several topics to incorporate into the discussions at your next board and committee meetings. Consider these questions before your next board meeting.

Under Control: Do You Have the Right Entity-Level Controls to Protect Your Organization?

This article provides a summary of the steps to implement the COSO Internal Control Integrated Framework, which has become the authoritative standard.