Insights &#038; Resources

Questions to Ask at Your Upcoming Board Meeting

Weaver offers several topics to incorporate into the discussions at your next board and committee meetings. Consider these questions for your upcoming board meeting.

Connect the Process Dots and Gain Valuable Insights with a Data Inventory

The data inventory implementation process helps reduce the risks that arise from data collection, including the over-collection & collection of inaccurate data.

Relooking at Liquidity Risk Management Strategies

With the current interest rate and economic development, financial institutions may need to review their risk management strategies and practices.

SEC Proposes Broadening Custody Rule for Investment Advisers

The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.

SEC Sets Its Sights on Private Fund Advisers

The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.

Alleviate Control Environment Effort Through Automation and Monitoring

Weaver’s professionals discuss common manual processes and activities with the greatest potential for automation.

Under Control: Do You Have the Right Entity-Level Controls to Protect Your Organization?

This article provides a summary of the steps to implement the COSO Internal Control Integrated Framework, which has become the authoritative standard.

Implementing the COSO Integrated Framework

Download "Implementing the COSO Integrated Framework Insights" for an approach organizations can use to understand and begin implementing the Integrated Framework.

SEC and CFTC Propose Reporting Changes for Hedge Funds and Other Investment Advisers to Private Funds

Updates to Form PF were designed to assess systemic risk and bolster regulatory oversight in the growing hedge fund industry. Find out more.

Topics to Discuss at Your Next Board Meeting

How will rising interest rates, supply chain issues & cybersecurity concerns affect your company? Consider these and other topics for your next board meeting.

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Publicly Fit: Building Public Company Essential Infrastructure

Whether contemplating a future public offering, already underway with a SPAC merger, or newly public, such companies must have the right infrastructure in place to meet more rigorous reporting requirements and expectations.