Insights & Resources

New SEC-CFTC guidance clarifies how crypto assets are classified under U.S. law and when non‑security tokens may still fall under securities rules.

Understand key trading, valuation and compliance risks in repurchase agreements and TBA pools and how to strengthen oversight and internal controls.

AI adoption, digital asset volatility and evolving SEC exam priorities shaped Q4 2025. See what asset managers should watch in 2026.

Key SEC 2026 exam priorities for RIAs and private funds, including fiduciary duty, AI oversight, cybersecurity and compliance expectations.

AI-driven growth, SEC reforms and shifting investor sentiment shaped Q3 2025. Weaver’s asset management team highlights key trends and risks.

Explore common pitfalls in management company accounting, from consolidation and revenue recognition to leases and alternatives to a U.S. GAAP audit.

Learn how the SEC custody rule and surprise examinations apply to RIAs and key compliance basics in Weaver’s RIA Surprise Examinations series.

Health care providers face rising risks in privacy, AI and HIPAA enforcement. Find out what hospitals can do now to strengthen compliance efforts.

An executive order could allow 401(k)s to invest in private equity and other alternatives. Explore the opportunities, challenges and compliance needs.

Artificial intelligence (AI) is reshaping security, from threat detection to risk management. Explore the top three security measures for effective AI integration.

The SEC’s new guidance on Rule 506(c) allows accredited investors making high-minimum investments to verify their status through self-certification.

Learn how financial institutions can manage third-party risks, protect customer trust and minimize disruptions from critical service outages.