Insights & Resources

Weaver’s overview of the SEC’s 2025 examination priorities describe practices by investment advisers and others that may come under SEC review.

The initial enthusiasm for ESG in financial services was met with increased scrutiny, but the underlying ESG principles continue to hold sway.

PCI DSS sets the standard for payment card security in higher education detailing compliance levels, reporting requirements and strategies to protect data.

Cybersecurity is critically important, especially for school districts. For educators, an understanding of cybersecurity’s best practices cannot be overstated.

As cloud-based solutions streamline business processes, cloud outages can greatly disrupt organizations and leave financial and reputational impacts.

AI is revolutionizing industries, but misleading claims are rampant. Learn how the SEC combats AI washing and the importance of transparency for investment advisers.

If FinCEN’s proposed rule is adopted, SEC Registered Investment Advisers and Exempt Reporting Advisers would be subject to FinCEN’s AML and CFT requirements.

The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.

The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.

HIPAA’s requirements apply to more than doctors and hospitals. Protect your business and clients by learning about key requirements including who needs to comply.

Non-medical businesses may be surprised that they are subject to HIPAA because they have clients handling ePHI.

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.