Insights & Resources

The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.

Weaver's Danielle Darley lists five key steps that general partners or operations team members can take to ensure a successful audit.

Updates to Form PF were designed to assess systemic risk and bolster regulatory oversight in the growing hedge fund industry. Find out more.

To improve tax compliance, the U.S. Treasury Department proposed four changes to "modernize" the corporate and individual reporting of digital assets.

Senators Kirsten Gillibrand and Cynthia Lummis proposed the Responsible Financial Innovation Act to create a comprehensive regulatory framework for digital assets.

The SEC proposed new regulations to establish disclosure requirements for funds and advisers that market themselves as having an ESG focus.

Weaver professionals discuss and answer some of the most asked Payment Card Industry (PCI) Data Security Standard (DSS) questions here.

Under the Investment Advisers Act of 1940, the SEC proposed a rule that would bring new audit and reporting requirements as well as prohibit certain actions.

Learn what organizational compliance impact PCI DSS v4.0 updates may have on the hospitality and retail industry and why businesses should update their systems.

We appreciate when clients ask to meet other clients. That was the impetus for developing this virtual roundtable exclusively for our emerging manager fund clients.

The Tax Cuts and Jobs Act (TCJA) eliminated a significant tax benefit for investors that are charged investment fund management fees.