Managing complex investment strategies in volatile markets and controlling costs in an uncertain economy are some of the challenges facing asset managers. They must also continue to maintain effective controls, compliance and manage risk. In this fast paced and rapidly evolving arena, investment companies and asset managers need to be nimble to respond to the challenges of new and existing regulations, complex investment strategies, digital assets, industry consolidation, and pressure to reduce costs and headcount.
Weaver’s Asset Management Consulting team can assist retail and alternative asset managers to create value by building the organizational strength and capacity to thrive in today’s competitive environment. We serve:
- Mutual Fund Sponsors
- ETF Providers
- Registered Investment Advisers
- Public Pension Funds
- Institutional Investors
- Service Providers & Transfer Agents
- Real Estate Funds
- Private Equity Funds
- Venture Capital Funds
- Hedge Funds
We provide internal audit, regulatory compliance, risk and management consulting services for investment advisors and asset managers of any size. Look to Weaver for:
- Internal Audit capabilities across the asset management lifecycle covering mutual funds, ETFs, pension funds, private funds and other investment vehicles. We have experience conducting risk assessments, building audit plans, executing control and advisory reviews, and developing audit analytics/continuous monitoring for portfolio management, trading, operations, ESG, compliance, and distribution.
- Compliance program management services to assist the CCO and Compliance teams with developing and assessing SEC / FINRA / CFTC / international compliance programs including policy development, monitoring and testing programs, risk assessments, trade surveillance, conflicts of interest, anti-money laundering / BSA compliance, and process transformation.
- Consulting services to help asset managers and investment advisers address enterprise risk management, adviser due diligence, third party risk ESG assessments, fraud detection and prevention, workflow and policy development, business transformation, and process efficiency.
Check out the following thought leadership resources:
- SEC Adopts New Requirements for Private Fund Advisers
- SEC Proposes Enhanced Disclosure Requirements for ESG Investment Funds
- As Cybersecurity Threats Loom, Interested Parties Weigh in on Proposed SEC Cybersecurity Regulations
- SEC and CFTC Propose Reporting Changes for Hedge Funds and Other Investment Advisers to Private Funds

Bruce Mills
Managing Director, Asset Management Consulting Services
Bruce Mills, CIA, CFE, has more than 30 years of experience building and…

Alyssa Martin
National Strategy Leader, Large Market and Public Entities
Alyssa Martin, CPA, leads the firm’s national strategy for…


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