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The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.
As artificial intelligence serves as a tool for scams, phishing and fraud, financial professionals must learn to use AI as a way to improve speed, scalability and threat intelligence.
The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.
The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.
WebinarDiscover whether security and privacy complement each other like PB&J or clash like oil and water, and gain insights into finding a balance that safeguards both.
In an effort to strengthen cybersecurity in schools, organizations are offering support to enhance and strengthen their cybersecurity measures. Learn more.
The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.
The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.
Updates to Form PF were designed to assess systemic risk and bolster regulatory oversight in the growing hedge fund industry. Find out more.
Executive ResourceExecutives and IT professionals alike can benefit by downloading Weaver's Incident Response Checklist to create a plan before a security incident impacts your organization.
The SEC proposed new regulations to establish disclosure requirements for funds and advisers that market themselves as having an ESG focus.
As Cybersecurity Threats Loom, Interested Parties Weigh in on Proposed SEC Cybersecurity Regulations
As the SEC considers regulations to strengthen cybersecurity in public companies, concerns about cyberattacks are on the rise. Learn more.
